schedule13g.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
  Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)



 
CHIMERIX, INC.
(Name of Issuer)
 
 
 
Common Stock
(Title of Class of Securities)
 
 
 
 
16934W106
(CUSIP Number)
 
 
 
 
DECEMBER 31, 2014
 (Date of Event That Requires Filing of this Statement)
 



Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨           Rule 13d-1(b)
 
¨           Rule 13d-1(c)
 
ý           Rule 13d-1(d)
 
*           The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 
 
 

 
 
 

CUSIP No. 16934W106
 
 
(1)
Names of Reporting Persons.
Alta BioPharma Partners III, L.P.
 
 
(2)
Check the Appropriate Box if a Member of a Group
   
(a)
o
   
(b)
x
 
 
(3)
SEC Use Only
 
 
(4)
Citizenship or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
(5)
Sole Voting Power
126,163 (a)
 
(6)
Shared Voting Power
-0-
 
(7)
Sole Dispositive Power
126,163 (a)
 
(8)
Shared Dispositive Power
-0-
 
 
(9)
Aggregate Amount Beneficially Owned by Each Reporting Person
126,163 (a)
 
 
(10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
 
 
(11)
Percent of Class Represented by Amount in Row (9)
0.3% (b)
 
 
(12)
Type of Reporting Person
PN
           
_______________________
(a) Alta BioPharma Partners III, L.P. (“ABPIII”) has sole voting and dispositive control over warrants to purchase 126,163 shares of common stock (“Common Stock”) of Chimerix, Inc. (the “Issuer”), except that Alta BioPharma Management III, LLC (“ABMIII”), the general partner of ABPIII, and Farah Champsi (“Champsi”) and Edward Penhoet (“Penhoet”), directors of ABMPIII, may be deemed to share the right to direct the voting and dispositive control over such stock. Additional information about ABPIII is set forth in Attachment A hereto.  The information with respect to the shares of Common Stock beneficially owned by the Reporting Person is provided as of December 31, 2014.
(b) The percentage set forth in row (11) is based on an aggregate of 36,475,420 shares of Common Stock outstanding as of November 1, 2014 as reported in the Issuer’s 10-Q filed November 12, 2014. 

 
 

 

 
CUSIP No. 16934W106
 
 
(1)
Names of Reporting Persons.
Alta BioPharma Partners III GmbH & Co. Beteiligungs KG
 
 
(2)
Check the Appropriate Box if a Member of a Group
   
(a)
o
   
(b)
x
 
 
(3)
SEC Use Only
 
 
(4)
Citizenship or Place of Organization
Germany
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
(5)
Sole Voting Power
8,472 (c)
 
(6)
Shared Voting Power
-0-
 
(7)
Sole Dispositive Power
8,472 (c)
 
(8)
Shared Dispositive Power
-0-
 
 
(9)
Aggregate Amount Beneficially Owned by Each Reporting Person
8,472 (c)
 
 
(10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
 
 
(11)
Percent of Class Represented by Amount in Row (9)
0.1% (b)
 
 
(12)
Type of Reporting Person
PN
           
_______________________
(c) Alta BioPharma Partners III GmbH & Co. Beteiligungs KG (“ABPIIIKG”) has sole voting and dispositive control over warrants to purchase 8,472 shares of Common Stock, except that Alta BioPharma Management III, LLC (“ABMIII”), the managing limited partner of ABPIIIKG, Champsi and Penhoet, directors of ABMPIII, may be deemed to share the right to direct the voting and dispositive control over such stock. Additional information about ABPIIIKG is set forth in Attachment A hereto.  The information with respect to the shares of Common Stock beneficially owned by the Reporting Person is provided as of December 31, 2014.

 
 

 

CUSIP No. 16934W106
 
 
(1)
Names of Reporting Persons.
Alta BioPharma Management III, LLC
 
 
(2)
Check the Appropriate Box if a Member of a Group
   
(a)
o
   
(b)
x
 
 
(3)
SEC Use Only
 
 
(4)
Citizenship or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
(5)
Sole Voting Power
-0-
 
(6)
Shared Voting Power
134,635 (d)
 
(7)
Sole Dispositive Power
-0-
 
(8)
Shared Dispositive Power
134,635 (d)
 
 
(9)
Aggregate Amount Beneficially Owned by Each Reporting Person
134,635 (d)
 
 
(10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
 
 
(11)
Percent of Class Represented by Amount in Row (9)
0.4% (b)
 
 
(12)
Type of Reporting Person
OO
           
_______________________
(d) ABMIII shares voting and dispositive power over the warrants to purchase 126,163 shares of Common Stock beneficially owned by ABPIII and the warrants to purchase 8,472 shares of Common Stock beneficially owned by ABPIIIKG. Additional information about ABMIII is set forth in Attachment A hereto.  The information with respect to the shares of Common Stock beneficially owned by the Reporting Person is provided as of December 31, 2014.

 
 

 

 
CUSIP No. 16934W106
 
 
(1)
Names of Reporting Persons.
Alta Embarcadero BioPharma Partners III, LLC
 
 
(2)
Check the Appropriate Box if a Member of a Group
   
(a)
o
   
(b)
x
 
 
(3)
SEC Use Only
 
 
(4)
Citizenship or Place of Organization
California
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
(5)
Sole Voting Power
3,109 (e)
 
(6)
Shared Voting Power
-0-
 
(7)
Sole Dispositive Power
3,109 (e)
 
(8)
Shared Dispositive Power
-0-
 
 
(9)
Aggregate Amount Beneficially Owned by Each Reporting Person
3,109 (e)
 
 
(10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
 
 
(11)
Percent of Class Represented by Amount in Row (9)
0.1% (b)
 
 
(12)
Type of Reporting Person
OO
           
_______________________
(e) Alta Embarcadero BioPharma Partners III, LLC (“AEBPIII”) has sole voting and dispositive control warrants to purchase 3,109 shares of Common Stock, except that Champsi and Penhoet, managing directors of AEBPIII, may be deemed to share the right to direct the voting and dispositive control over such stock. Additional information about AEBPIII is set forth in Attachment A hereto.  The information with respect to the shares of Common Stock beneficially owned by the Reporting Person is provided as of December 31, 2014.
 
 
 

 

 
CUSIP No. 16934W106
 
 
(1)
Names of Reporting Persons.
Farah Champsi
 
 
(2)
Check the Appropriate Box if a Member of a Group
   
(a)
o
   
(b)
x
 
 
(3)
SEC Use Only
 
 
(4)
Citizenship or Place of Organization
United States
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
(5)
Sole Voting Power
-0-
 
(6)
Shared Voting Power
137,744 (h)
 
(7)
Sole Dispositive Power
-0-
 
(8)
Shared Dispositive Power
137,744 (h)
 
 
(9)
Aggregate Amount Beneficially Owned by Each Reporting Person
137,744 (h)
 
 
(10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
 
 
(11)
Percent of Class Represented by Amount in Row (9)
0.4% (b)
 
 
(12)
Type of Reporting Person
IN
           
_______________________
(h) Champsi shares voting and dispositive control over the warrants to purchase 126,163 shares of Common Stock beneficially owned by ABPIII, the warrants to purchase 8,472 shares of Common Stock beneficially owned by ABPIIIKG, and the warrants to purchase 3,109 shares of Common Stock beneficially owned by AEBPIII. Additional information about Champsi is set forth in Attachment A hereto.  The information with respect to the shares of Common Stock beneficially owned by the Reporting Person is provided as of December 31, 2014.

 
 

 

 
CUSIP No. 16934W106
 
 
(1)
Names of Reporting Persons.
Edward Penhoet
 
 
(2)
Check the Appropriate Box if a Member of a Group
   
(a)
o
   
(b)
x
 
 
(3)
SEC Use Only
 
 
(4)
Citizenship or Place of Organization
United States
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
(5)
Sole Voting Power
-0-
 
(6)
Shared Voting Power
137,744 (i)
 
(7)
Sole Dispositive Power
-0-
 
(8)
Shared Dispositive Power
137,744 (i)
 
 
(9)
Aggregate Amount Beneficially Owned by Each Reporting Person
137,744 (i)
 
 
(10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
 
 
(11)
Percent of Class Represented by Amount in Row (9)
0.4% (b)
 
 
(12)
Type of Reporting Person
IN
           
_______________________
(i) Penhoet shares voting and dispositive control over the warrants to purchase 126,163 shares of Common Stock beneficially owned by ABPIII, the warrants to purchase 8,472 shares of Common Stock beneficially owned by ABPIIIKG, and the warrants to purchase 3,109 shares of Common Stock beneficially owned by AEBPIII. Additional information about Penhoet is set forth in Attachment A hereto.  The information with respect to the shares of Common Stock beneficially owned by the Reporting Person is provided as of December 31, 2014.

 
 

 



 
Item 1.
 
 
(a)
Name of Issuer:
Chimerix, Inc. (“Issuer”)
 
 
 
(b)
Address of Issuer’s Principal Executive Offices:
2505 Meridian Parkway, Suite 340
Durham, North Carolina
 
   
Item 2.
 
 
(a)
Name of Person Filing:
Alta BioPharma Partners III, L.P. (“ABPIII”)
Alta BioPharma Management III, LLC (“ABMIII”)
Alta BioPharma Partners III GmbH & Co. Beteiligungs KG (“ABPIIIKG”)
Alta Embarcadero BioPharma Partners III, LLC (“AEBPIII”)
Farah Champsi (“FC”)
Edward Penhoet (“EP”)
 
 
 
(b)
Address of Principal Business Office:
One Embarcadero Center, Suite 3700
San Francisco, CA 94111
 
 
 
(c)
Citizenship/Place of Organization:
 
   
Entities:
ABPIII
Delaware
     
ABMIII
Delaware
     
ABPIIIKG
Germany
     
AEBPIII
California
         
         
   
Individuals:
FC
United States
     
EP
United States
         
 
(d)
Title of Class of Securities:
Common Stock
 
 
 
(e)
CUSIP Number:
16934W106
 
   
Item 3.
Not applicable.
 
             
 
 
 
 

 
 
Item 4
Ownership.
 
The following beneficial ownership information is provided as of December 31, 2014.
 
Please see Attachment A
 
Fund Entities
Shares Held Directly
Sole Voting Power
Shared Voting Power
Sole Dispositive Power
Shared Dispositive Power
Beneficial Ownership
Percentage of Class (2)
               
ABPIII
126,163
0
126,163
0
126,163
126,163
0.3%
               
ABMIII
0
0
134,635
0
134,635
134,635
0.4%
               
ABPIIIKG
8,472
0
8,472
0
8,472
8,472
0.1%
               
AEPBIII
3,109
0
3,109
0
3,109
3,109
0.1%
               
FC
0
0
137,774
0
137,774
137,774
0.4%
               
EP
0
0
137,774
0
137,774
137,774
0.4%
 

 
Item 5.
 
Ownership of Five Percent or Less of a Class
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ý
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person
 
Not applicable.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
 
Not applicable.
 
Item 8.
Identification and Classification of Members of the Group
 
No reporting person is a member of a group as defined in Section 240.13d-1(b)(1)(ii)(H) of the Act.
 
Item 9.
Notice of Dissolution of Group
 
Not applicable.
 
Item 10.
Certification
 
Not applicable.
 
EXHIBITS

A: Joint Filing Statement

 
 

 



SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


Date:
February 12, 2015
 
   
     
     
ALTA BIOPHARMA PARTNERS III, L.P.
 
ALTA BIOPHARMA MANAGEMENT III, LLC
By: Alta BioPharma Management III, LLC
 
 
   
       
       
By:
/s/ Farah Champsi
 
By:
/s/ Farah Champsi
 
Farah Champsi, Director
 
 
   
Farah Champsi, Director
     
     
ALTA EMBARCADERO BIOPHARMA PARTNERS III, LLC
 
ALTA BIOPHARMA PARTNERS III GMBH &CO.
BETEILIGUNGS KG
   
By: Alta BioPharma Management III, LLC
 
 
     
     
By:
/s/ Farah Champsi
   
/s/ Farah Champsi
 
Farah Champsi, Manager
 
   
Farah Champsi, Director
         
         
 
/s/ Farah Champsi
     
 
Farah Champsi
 
     
       
       
 
/s/ Edward Penhoet
   
 
Edward Penhoet
   

 
 

 

EXHIBIT A

AGREEMENT OF JOINT FILING

We, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of us.


Date:
February 12, 2015
 
   
     
     
ALTA BIOPHARMA PARTNERS III, L.P.
 
ALTA BIOPHARMA MANAGEMENT III, LLC
By: Alta BioPharma Management III, LLC
 
 
   
       
       
By:
/s/ Farah Champsi
 
By:
/s/ Farah Champsi
 
Farah Champsi, Director
 
 
   
Farah Champsi, Director
     
     
ALTA EMBARCADERO BIOPHARMA PARTNERS III, LLC
 
ALTA BIOPHARMA PARTNERS III GMBH &CO.
BETEILIGUNGS KG
   
By: Alta BioPharma Management III, LLC
 
 
     
     
By:
/s/ Farah Champsi
   
/s/ Farah Champsi
 
Farah Champsi, Manager
 
   
Farah Champsi, Director
         
         
 
/s/ Farah Champsi
     
 
Farah Champsi
 
     
       
       
 
/s/ Edward Penhoet
   
 
Edward Penhoet
   


 
 

 


 
Attachment A
Alta BioPharma Partners III, L.P. beneficially owns warrants to purchase 126,163 shares of Common Stock and exercises sole voting and dispositive control over such shares, except to the extent set forth below.
 
Alta BioPharma Partners III GmbH & Co. Beteiligungs KG beneficially owns warrants to purchase 8,472 shares of Common Stock and exercises sole voting and dispositive control over such shares, except to the extent set forth below.
 
Alta Embarcadero BioPharma Partners III, LLC beneficially owns warrants to purchase 3,109 shares of Common Stock and exercises sole voting and dispositive control over such shares, except to the extent set forth below.
 
Alta BioPharma Management III, LLC is the general partner of Alta BioPharma Partners III, L.P. and the managing limited partner of Alta BioPharma Partners III GmbH & Co. Beteiligungs KG and may be deemed to share the right to direct the voting and dispositive control over the shares held by such fund.
 
Ms. Farah Champsi is a director of Alta BioPharma Management III, LLC, and a manager of Alta Embarcadero BioPharma Partners III, LLC. She may be deemed to share the right to direct the voting and dispositive control over the shares held by such funds.
 
Mr. Edward Penhoet is a director of Alta BioPharma Management III, LLC, and a manager of Alta Embarcadero BioPharma Partners III, LLC. He may be deemed to share the right to direct the voting and dispositive control over the shares held by such funds.